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CFA LEVEL 2 SECRET SAUCE 2013 PDF

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Dissociate from any ongoing client or employee activity that is illegal or unethical, even if it involves leaving an employer an extreme case. While a Member may confront the involved individual first, he must approach his supervisor or compliance department.

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Inaction with continued association may be construed as knowing participation. Recommended Procedures for Compliance Members should keep up with changes in applicable laws, rules, and regulations: ' Review compliance procedures on an ongoing basis to assure that they address current law, CFAI Standards, and regulations.

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Seek advice of counsel or compliance department when in doubt. Independence and Objectivity. Use reasonable care to exercise independence and objectivity in professional activities.

Modest gifts are permitted. Guidance—Public Companies Analysts should not be pressured to issue favorable research by the companies they follow. Portfolio managers may have large positions in a particular security, and a rating downgrade may have an effect on the portfolio performance. As a portfolio manager, there is a responsibility to respect and foster intellectual honesty of sell-side research. Do not misrepresent facts regarding investment analysis, recommendations, actions, or other professional activities.

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Guidance Do not make misrepresentations or give false impressions. Misrepresentations include guaranteeing investment performance and plagiarism. Information from recognized financial and statistical reporting services need not be cited.

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Do not engage in any professional conduct that involves dishonesty, fraud, or deceit. Uploaded by Learn tricks for applying your knowledge and managing your time for the exam in this Kaplan Cfa for sale site ; Results 1 - 48 of The second Now that you're game on for Level II, here's a couple of tips and Take the last 1- 2 weeks off - It's key for all levels to take a week off prior to the It took place in Russia from 14 June to 15 July It was the first World Cup to be held in Eastern Europe, and the 11th time that it had been held in Europe.

It was initially a literary and social studies club organized in the — school year at Cornell University but later evolved into a fraternity with a founding date of December 4, , at Cornell.

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